(70 quotes found)
“An honest broker.”
Otto von Bismarck
“A new breed of broker making $300,000 a year in London hot traders [who] are likely to be thirtyish, a bit cheeky and more interested in piling up commissions than meeting club cronies for a late afternoon brandy at Boodle's or White's.”
Steve Lohr
“If mortgage brokers have nothing to hide, they have nothing to lose by signing this contract. If they don't sign the contract we will presume there is a violation of the law,”
Andrew Cuomo
“Of course, the data brokers themselves should be regulated to ensure that their activities are for warranted and legitimate purposes and so that data is carefully and responsibly disseminated.”
Avivah Litan
“All members look to see what stocks we could be interested in adding. The financial partner contacts our broker prior to the meeting and checks on the prices of stock and how we're doing.”
Betty Nostdahl
“They're all looking for brokers. And that's a very promising sign for this year.”
Brad Hintz
“I don't want to speak for how brokers do their business, ... Sometimes, in a market like this, a broker might get overzealous.”
Charles Gargano
“Regulations require broker-dealers to create and preserve a comprehensive record of each securities transaction they effect and of their securities business in general. These requirements are integral to the investor protection function because the preserved records are the primary means of monitoring compliance with applicable securities laws, including anti-fraud provisions and financial responsibility standards.”
Daniel Hall
“If a broker prints and ships a loan package and it is lost in the mail or somehow mishandled, he has just lost someone's whole life -- credit, banking, financial, work history -- just imagine if it ends up in wrong hands. Management, security and storage of paper-based documents is difficult.”
Chris Lin
